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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-07
NH RA APPROVED 2024-04-03
MA RA APPROVED 2024-04-02
  • TX RA
    APPROVED_RES
    Since 2025-01-07
  • NH RA
    APPROVED
    Since 2024-04-03
  • MA RA
    APPROVED
    Since 2024-04-02

Branch Locations

600 Washington Ave, Chestertown, MD 21620 • United States

100 Spring Ave, Chestertown, MD 21620 • United States

21337 Rock Hall Ave, Rock Hall, MD 21661 • United States

166 N Main St, Galena, MD 21635 • United States

204 N Washingon St, Easton, MD 21601 • United States

31905 River Rd, Millington, MD 21651 • United States

1610 Eglin St, Hanscom A F B, MA 01731 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 02/2021 03/2024
Lincoln Technical Institution East Windsor CT 07/2016 08/2019
Unemployed Manchester NH 08/2019 02/2021
Hanscom Federal Credit Union Hanscom Air Fource Base ME 04/2024 Present
Lpl Financial Llc Hanscom Air Fource Base ME 04/2024 Present
  • 02/2021 → 03/2024
    St Louis, MO
  • 07/2016 → 08/2019
    Lincoln Technical Institution
    East Windsor, CT
  • 08/2019 → 02/2021
    Unemployed
    Manchester, NH
  • 04/2024 → Present
    Hanscom Federal Credit Union
    Hanscom Air Fource Base, ME
  • 04/2024 → Present
    Hanscom Air Fource Base, ME
Previous Registrations
  • 2021-06-03 → 2024-02-02
    Bedford, NH
    Manchester, NH
    St Louis, MO
Other Businesses

1- 03/2024 / HANSCOM INVESTMENT SERVICES / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-28
  • S66 Uniform Combined State Law Examination
    2021-05-28

View on SEC IAPD

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