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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-06-25
  • CA RA
    APPROVED
    Since 2024-06-25

Branch Locations

5800 Armada Dr Ste 100, Carlsbad, CA 92008 • United States

Oceanside, CA • United States

13500 Evening Creek Dr N, Suite 100, San Diego, CA 92128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates San Diego CA 03/2023 Present
Hennesseys Tavern Carlsbad CA 10/2019 Present
Stifel Financial Corp. Carlsbad CA 02/2021 11/2022
Land And Water Carlsbad CA 08/2019 10/2019
Charthouse Cardiff CA 02/2019 08/2019
Oggi's Encinitas CA 02/2019 04/2019
Mickey's Restaurant Plattsburgh NY 05/2015 02/2019
Suny Plattsburgh Plattsburgh NY 01/2014 05/2017
  • 03/2023 → Present
    Raymond James & Associates
    San Diego, CA
  • 10/2019 → Present
    Hennesseys Tavern
    Carlsbad, CA
  • 02/2021 → 11/2022
    Stifel Financial Corp.
    Carlsbad, CA
  • 08/2019 → 10/2019
    Land And Water
    Carlsbad, CA
  • 02/2019 → 08/2019
    Charthouse
    Cardiff, CA
  • 02/2019 → 04/2019
    Oggi's
    Encinitas, CA
  • 05/2015 → 02/2019
    Mickey's Restaurant
    Plattsburgh, NY
  • 01/2014 → 05/2017
    Suny Plattsburgh
    Plattsburgh, NY
Other Businesses

(1) Name of Business: Hennessey's Tavern Address: 2777 Roosevelt St , Carlsbad, CA, 92008, United States Activity Type: Part-Time Activity/Employment Position/Title: Other Investment Related: No Start Date: 04/24/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Bartender - Serving food/drinks and engaging with customers

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-24
  • S66 Uniform Combined State Law Examination
    2024-06-24
Other Names
  • Rebecca Lapier
  • Becca Lapier
  • Rebecca A Lapier
  • Becca Dempsey

View on SEC IAPD

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