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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-08-29 |
Branch Locations
1 New York Plaza 16Th Floor, New York, NY 10004 • United States
2000 Westchester Ave (Home Office), Purchase, NY 10577 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Marina Del Rey | Bronx | NY | 01/2016 | 03/2020 |
| Student | New Rochelle | NY | 01/2013 | 06/2017 |
| Student | Harrisonburg | VA | 08/2017 | 05/2021 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2021 | 12/2021 |
| Northwestern Mutual Investment Services Llc | New York | NY | 10/2021 | 12/2021 |
| Morgan Stanley | New York | NY | 03/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 2022-02-19 |
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