Ashley Abbate Macksoud

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2012-11-19
RI	RA	APPROVED	2009-10-23

TX RA
APPROVED_RES

Since 2012-11-19
RI RA
APPROVED

Since 2009-10-23

Branch Locations

Lincoln, RI • United States

1 Financial Plaza, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	North Providence	RI	10/2009	Present
Bank Of America,N.A.	Providence	RI	06/2011	Present

10/2009 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

North Providence, RI
06/2011 → Present

Bank Of America,N.A.

Providence, RI

Previous Registrations

2006-06-01 → 2009-10-23

Banc Of America Investment Services, Inc.

North Providence, RI

North Providence, RI

Providence, RI
2005-04-26 → 2006-05-24

Morgan Stanley Dw Inc.

Providence, RI

Other Businesses

I*2194274, Entity Type: , Name of OBA: D K. H Estate , Address: Providence , Rhode Island, 02909, Investment Related: N, Position, Title, Association: Administrator, Employee State Date: 15-Feb-2025, No Hours: 20 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-04-15

S66 Uniform Combined State Law Examination

2005-04-15

Other Names

Ashley Abbate
Ashley Sarah Abbate
Ashley Sarah Macksoud
Ashley A Macksoud

View on SEC IAPD