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Matthew Rico

Northwestern Mutual Investment Services, LLC

Chicago, IL

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-11-19
  • IL RA
    APPROVED
    Since 2021-11-19

Branch Locations

225 W Randolph St Ste 2000, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
America Group Retirement Strategy Centers Southfield MI 02/2021 07/2021
Evanston Space Evanston IL 08/2016 02/2021
Matthew Rico Audio Engineer Chicago IL 01/2014 03/2020
Unemployed Chicago IL 07/2021 11/2021
Northwestern Mutual Life Insurance Company Milwaukee WI 11/2021 Present
Northwestern Mutual Investment Services Llc Chicago IL 11/2021 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 08/2022 Present
  • 02/2021 → 07/2021
    America Group Retirement Strategy Centers
    Southfield, MI
  • 08/2016 → 02/2021
    Evanston Space
    Evanston, IL
  • 01/2014 → 03/2020
    Matthew Rico Audio Engineer
    Chicago, IL
  • 07/2021 → 11/2021
    Unemployed
    Chicago, IL
  • 11/2021 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 11/2021 → Present
    Northwestern Mutual Investment Services Llc
    Chicago, IL
  • 08/2022 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-18
  • S66 Uniform Combined State Law Examination
    2021-06-18
Other Names
  • Matthew Rico
  • Matt Rico

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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