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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-10
NJ RA APPROVED 2025-07-22
PA RA APPROVED 2025-07-21
  • TX RA
    APPROVED
    Since 2025-12-10
  • NJ RA
    APPROVED
    Since 2025-07-22
  • PA RA
    APPROVED
    Since 2025-07-21

Branch Locations

150 N Radnor Chester Rd Ste A-100 [L5-Rbo], Radnor, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Cranbury NJ 10/2023 11/2024
Cando Financial Cranbury NJ 01/2023 11/2024
Martin Financial Cranbury NJ 01/2021 12/2022
Inn Of The Hawke Lambertville NJ 05/2020 10/2020
No Employment Lambertville NJ 03/2020 05/2020
Stella New Hope New Hope PA 01/2021 10/2021
Inn Of The Hawke Lambertville NJ 07/2017 03/2020
Poppy's Greengrocer New Hope PA 06/2019 11/2019
Lambertville Station Lambertville NJ 03/2017 06/2017
Karla's Restaurant New Hope PA 10/2021 01/2023
Full Time Student Wilkes Barre PA 08/2015 05/2019
Lpl Enterprise, Llc Cranbury NJ 11/2024 Present
  • 10/2023 → 11/2024
    Pruco Securities Llc
    Cranbury, NJ
  • 01/2023 → 11/2024
    Cando Financial
    Cranbury, NJ
  • 01/2021 → 12/2022
    Martin Financial
    Cranbury, NJ
  • 05/2020 → 10/2020
    Inn Of The Hawke
    Lambertville, NJ
  • 03/2020 → 05/2020
    No Employment
    Lambertville, NJ
  • 01/2021 → 10/2021
    Stella New Hope
    New Hope, PA
  • 07/2017 → 03/2020
    Inn Of The Hawke
    Lambertville, NJ
  • 06/2019 → 11/2019
    Poppy's Greengrocer
    New Hope, PA
  • 03/2017 → 06/2017
    Lambertville Station
    Lambertville, NJ
  • 10/2021 → 01/2023
    Karla's Restaurant
    New Hope, PA
  • 08/2015 → 05/2019
    Full Time Student
    Wilkes Barre, PA
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Cranbury, NJ
Other Businesses

Karla's Restaurant and Bar; Not Inv Related; New Hope, PA; server and a bartender; Start Date 11/15/2024; 35 hrs/mth - 0hrs During Trading hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-21
  • S66 Uniform Combined State Law Examination
    2025-07-21

View on SEC IAPD

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