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476 Rolling Ridge Drive Suite 315, State College, PA 16801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-02-24 |
Branch Locations
120 Washington Street Suite 505, Watertown, NY 13601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vicus Capital, Inc. | State College | PA | 02/2026 | Present |
| Stay Adk | Lake Placid | NY | 01/2018 | Present |
| Student | Carthage | NY | 09/2009 | 06/2021 |
| 237 Lake Flower Ave Llc | Saranac Lake | NY | 06/2025 | Present |
| Rosner Financial Group | Watertown | NY | 02/2021 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 02/2021 | 03/2026 |
1. NAME OF OTHER BUSINESS: STAY ADK INVESTMENT RELATED: NO ADDRESS: 62 HILLCREST AVE, LAKE PLACID, NY 12946 NATURE OF BUSINESS: RENTAL PROPERTIES START DATE: 1/2018 POSITION/TITLE/RELATIONSHIP: PROPERTY MANAGER APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: OVERSEE RENTALS, I GET REPORTED WEEKLY ON PROGRESS ON FINANCES AND OCCUPANCY, I MANAGE COMPLAINTS AND CLEAN HOT TUBS; 2. NAME OF OTHER BUSINESS: 237 LAKE FLOWER AVE LLC INVESTMENT RELATED: NO ADDRESS: 237 LAKE FLOWER AVE, SARANAC LAKE, NY 12983 NATURE OF BUSINESS: RENTAL PROPERTY START DATE: 6/2025 POSITION/TITLE/RELATIONSHIP: MAJORITY MEMBER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: PROPERTY MANAGER; 3. NAME OF OTHER BUSINESS: ROSNER FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 2/2021 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE WORK FOR ADVISORS;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-02-13 |
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