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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-10-30
TX RA APPROVED 2025-10-29
  • FL RA
    APPROVED
    Since 2025-10-30
  • TX RA
    APPROVED
    Since 2025-10-29

Branch Locations

1450 Brickell Ave Floors 16, 17 & 18, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Miami FL 02/2021 Present
Jpmorgan Securities Llc Miami FL 02/2021 Present
Jpmorgan Chase Bank Na Miami FL 06/2020 08/2020
Nexus Group Lima 12/2019 02/2020
Belcorp San Isidro 09/2018 12/2018
Wabu Lima 03/2018 10/2018
Banco De Credito Del Peru Lima 12/2017 02/2018
Unemployed Lima 02/2011 11/2017
Unemployed Lima 01/2019 11/2019
Unemployed Lima 03/2020 05/2020
Unemployed Lima 09/2020 01/2021
Unemployed Miami FL 01/2021 01/2021
  • 02/2021 → Present
    Jpmorgan Chase Bank Na
    Miami, FL
  • 02/2021 → Present
    Jpmorgan Securities Llc
    Miami, FL
  • 06/2020 → 08/2020
    Jpmorgan Chase Bank Na
    Miami, FL
  • 12/2019 → 02/2020
    Nexus Group
    Lima
  • 09/2018 → 12/2018
    Belcorp
    San Isidro
  • 03/2018 → 10/2018
    Wabu
    Lima
  • 12/2017 → 02/2018
    Banco De Credito Del Peru
    Lima
  • 02/2011 → 11/2017
    Unemployed
    Lima
  • 01/2019 → 11/2019
    Unemployed
    Lima
  • 03/2020 → 05/2020
    Unemployed
    Lima
  • 09/2020 → 01/2021
    Unemployed
    Lima
  • 01/2021 → 01/2021
    Unemployed
    Miami, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-29
S63 Uniform Securities Agent State Law Examination 2021-04-26
  • S65 Uniform Investment Adviser Law Examination
    2025-10-29
  • S63 Uniform Securities Agent State Law Examination
    2021-04-26
Other Names
  • Paolo Ghio Aspauza

View on SEC IAPD

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