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Luis Miguel Antonio Tan Sy

Payden & Rygel

Los Angeles, CA

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Current Employers
Payden & Rygel

333 S. Grand Avenue 40Th Floor, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-09-27
  • CA RA
    APPROVED
    Since 2022-09-27

Branch Locations

333 S. Grand Avenue 40Th Floor, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Los Angeles CA 02/2021 07/2022
Cbre Inc Glendale CA 04/2019 02/2021
Cbre Inc Los Angeles CA 06/2018 08/2018
Dineequity Inc Glendale CA 06/2017 08/2017
Occidental College Los Angeles CA 11/2015 05/2019
Occidental College Los Angeles CA 08/2015 05/2019
Payden & Rygel Los Angeles CA 08/2022 Present
  • 02/2021 → 07/2022
    Morgan Stanley
    Los Angeles, CA
  • 04/2019 → 02/2021
    Cbre Inc
    Glendale, CA
  • 06/2018 → 08/2018
    Cbre Inc
    Los Angeles, CA
  • 06/2017 → 08/2017
    Dineequity Inc
    Glendale, CA
  • 11/2015 → 05/2019
    Occidental College
    Los Angeles, CA
  • 08/2015 → 05/2019
    Occidental College
    Los Angeles, CA
  • 08/2022 → Present
    Payden & Rygel
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-12
S63 Uniform Securities Agent State Law Examination 2020-11-14
  • S65 Uniform Investment Adviser Law Examination
    2020-12-12
  • S63 Uniform Securities Agent State Law Examination
    2020-11-14
Other Names
  • Luis Miguel T Sy
  • Luis Miguel Anto T Sy
  • Luis Miguel Antonio T Sy

View on SEC IAPD

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TLG ADVISORS, INC.
NORTHERN TRUST SECURITIES, INC.
NUVEEN ASSET MANAGEMENT, LLC
WEALTHSPIRE RETIREMENT ADVISORY

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DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER
Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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