Paul Baker Spraycar

Current Employers

Upper Basin Capital, Llc

Steamboat Springs, CO • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2021-04-23

CO RA
APPROVED

Since 2021-04-23

Branch Locations

Steamboat Springs, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Upper Basin Trading, Inc.	Steamboat Springs	CO	06/2019	12/2020
The Nature Conservancy	San Francisco	CA	08/2013	06/2019
Upper Basin Trading, Llc	Steamboat Springs	CO	01/2021	Present

06/2019 → 12/2020

Upper Basin Trading, Inc.

Steamboat Springs, CO
08/2013 → 06/2019

The Nature Conservancy

San Francisco, CA
01/2021 → Present

Upper Basin Trading, Llc

Steamboat Springs, CO

Other Businesses

Name of business: Upper Basin Trading, LLC Investment-related? Yes Nature of business: managing securities to profit from short-term market movements Title: Member Start Date: 01/01/2021 Approx. number of hours/month: 80 Approx. number of hours/month during securities trading hours: 60 Duties: managing securities to profit from short-term market movements

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-02-16
S63	Uniform Securities Agent State Law Examination	2017-03-24

S65 Uniform Investment Adviser Law Examination

2021-02-16
S63 Uniform Securities Agent State Law Examination

2017-03-24