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8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2024-11-18 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| W & S Brokerage Services | Cincinnati | OH | 02/2021 | 08/2021 |
| Western And Southern Life | Findlay | OH | 07/2018 | 08/2021 |
| Asurion | Bowling Green | OH | 03/2020 | 12/2020 |
| Staples | Bowling Green | OH | 05/2017 | 09/2017 |
| Fedex | Toledo | OH | 02/2017 | 05/2017 |
| Westside Marathon Gas Station | Bowling Green | OH | 09/2017 | 02/2020 |
| Compass Group (Bgsu Dining Services) | Bowling Green | OH | 12/2010 | 08/2017 |
| Jpmorgan Chase Bank, N.A. | Hillsboro | OR | 09/2021 | 09/2022 |
| J.P. Morgan Securities Llc | Hillsboro | OR | 09/2021 | 09/2022 |
| Compass Group (Bgsu Dining Services) | Bowling Green | OH | 09/2017 | 12/2018 |
| Thrivent Financial | Appleton | WI | 11/2022 | 01/2024 |
| Thrivent Investment Management Inc. | Minneapolis | MN | 01/2023 | 01/2024 |
| Empower Financial Services, Inc | Greenwood Village | CO | 01/2024 | Present |
| Empower Advisory Group, Llc | Greenwood Village | CO | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 2021-12-21 |
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