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Albuquerque, NM • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2025-04-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City Of Albuquerque | Albuquerque | NM | 02/2016 | 12/2017 |
| University Of New Mexico | Albuquerque | NM | 08/2017 | 03/2022 |
| Sandia Preparatory School | Albuquerque | NM | 08/2014 | 05/2017 |
| Sandia Preparatory School | Albuquerque | NM | 11/2011 | 08/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 02/2021 | 03/2023 |
| Northwestern Mutual Investment Services Llc | Albuquerque | NM | 03/2023 | 09/2024 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 04/2024 | 09/2024 |
| Ego Death Financial Llc | Albuquerque | NM | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 2024-03-28 |
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