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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
Westminster, CO • United States
6501 S Fiddlers Green Circle Ste 300 - 600, Greenwood Village, CO 80111-5039 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hunter Douglas Window Fashions | Broomfield | CO | 12/2012 | 01/2021 |
| Fidelity Investments | Greenwood Village | CO | 01/2021 | Present |
| Faith Christian Academy | Arvada | CO | 02/2020 | 04/2020 |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
OBA-129558|OrgNmn:Denver Card Shop|Org Addr:Westminste,Colorado,US|OBA Nature:Buy/Sell/Trade Pokemon/Sports/|Invst Rel:N|Title:Employee|Duties:I'd be helping run the physical shop and possibly vend at card shows|StrtDt:|TotHrs/mon:40|TrdHrs/mon:0|OBA-67565|OrgNmn:Facebook Marketplace|Org Addr:Westminste,Colorado,US|OBA Nature:I sell random items that I don|Invst Rel:N|Title:Seller|Duties:Only obligation is to deliver the goods I sell as advertised/promised. |StrtDt:03-31-22|TotHrs/mon:1|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-05-14 |
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