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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-22 |
| MS | RA | APPROVED | 2025-09-19 |
| TN | RA | APPROVED | 2025-07-31 |
Branch Locations
6070 Poplar Avenue Suite 400, Memphis, TN 38119 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hardy Reed, Llc | Oxford | MS | 01/2021 | 05/2025 |
| Unemployed | Jackson | MS | 11/2020 | 01/2021 |
| United States Attorney's Office | Jackson | MS | 05/2018 | 11/2020 |
| United States Attorney's Office | Oxford | MS | 09/2016 | 05/2018 |
| Ubs Financial Services Inc. | Memphis | TN | 06/2025 | Present |
1)Member/Manager of 334 Rental, LLC. Formation date of company, 5/22/2018. This business serves to lease one rental property. The principal address of the business is: 266 Olde Castle Loop, Oxford, MS 38655. The rental address is: 124 HWY 334 Oxford, MS 38655. The number of hours spent on this business in a given week is approximately, 2 hours, occurring on weekends and outside of security trading hours. Duties to this business include marketing the lease, securing the lease, and general property maintenance.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-08-04 |
| S65 | Uniform Investment Adviser Law Examination | 2021-03-30 |
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