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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-03-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Goldman Sachs Ayco Personal Financial Management | Cohoes | NY | 06/2021 | 01/2023 |
| Goldman Sachs Ayco Personal Financial Management | Albany | NY | 07/2020 | 06/2021 |
| New York State Department Of Health | Albany | NY | 09/2019 | 05/2021 |
| Office Of The New York State Attorney General | Albany | NY | 08/2017 | 10/2019 |
| Panera Bread | Glenmont | NY | 05/2015 | 06/2018 |
| Siena College | Loudonville | NY | 09/2017 | 05/2021 |
| Bethlehem Central High School | Delmar | NY | 09/2013 | 05/2017 |
| William Joseph Newman | Albany | NY | 02/2023 | Present |
| Michael P Mennella | Albany | NY | 02/2023 | Present |
| Jeremiah J Mackey | Albany | NY | 02/2023 | Present |
| Northwestern Mutual Investment Services Llc | Albany | NY | 03/2023 | Present |
| Aptit Health Inc | Troy | NY | 01/2020 | 08/2020 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2025 | Present |
1. Owner of 373 Hamilton Street Albany New York 12210, a residential real estate investment property. Organization is not primarily engaged in investment-related activity. Start date was March 7, 2022. Five hours per week. Zero hours during security trade hours. Duties include general management of the property. 2. TREASURER, LITTLE'S LAKE - WEARE C. MEMORIAL PARK ASSOCIATION, 278 VAN RENSSELAER BLVD, ALBANY, , NEW YORK, 12204, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 5/1/2023, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, TREASURER, CHECK WRITING, BILL PAYMENT, ACCOUNT MANAGEMENT
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-31 |
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