Lorianne Rivas

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-08-11
NY	RA	APPROVED	2025-07-29

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Williams Jones Investment Management	New York	NY	02/2016	08/2019
Unemployed	Pawling	NY	08/2019	01/2021
Reffsin Financial	Pearl River	NY	01/2021	01/2024
Reffsin Financial	Pearl River	NY	01/2024	07/2025
Chinese American Planning Council Home Attendant	New York	NY	11/2021	04/2023
Dmt Plumbing And Heating Corp	Bronx	NY	03/2020	06/2020
Unemployed	Pawling	NY	06/2020	01/2021
Charles Schwab & Co., Inc	New York City	NY	07/2025	Present
Schwab Wealth Advisory Inc.	New York City	NY	07/2025	Present

02/2016 → 08/2019

Williams Jones Investment Management

New York, NY
08/2019 → 01/2021

Unemployed

Pawling, NY
01/2021 → 01/2024

Reffsin Financial

Pearl River, NY
01/2024 → 07/2025

Reffsin Financial

Pearl River, NY
11/2021 → 04/2023

Chinese American Planning Council Home Attendant

New York, NY
03/2020 → 06/2020

Dmt Plumbing And Heating Corp

Bronx, NY
06/2020 → 01/2021

Unemployed

Pawling, NY
07/2025 → Present

Charles Schwab & Co., Inc

New York City, NY
07/2025 → Present

Schwab Wealth Advisory Inc.

New York City, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-06-08