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2100-925 West Georgia Street, Vancouver V6C3L2 • Canada
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-10-17 |
Branch Locations
Eighth Avenue Place 525 - 8Th Avenue Sw, Calgary, Ab T2P 1G1 • Canada
925 West Georgia St Suite 2100-A, Vancouver V6C 3L2 • Canada
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Charlotte | NC | 01/2021 | 08/2025 |
| Unemployed | Charlotte | NC | 01/2020 | 12/2020 |
| The Glencoe Club | Calgary | 10/2017 | 12/2019 | |
| Flathead Lake Lodge | Bigfork | MT | 05/2017 | 09/2017 |
| Flathead Lake Lodge | Bigfork | MT | 05/2018 | 09/2018 |
| Pacekids Programming | Calgary | 09/2016 | 04/2017 | |
| Mount Royal University | Calgary | 09/2015 | 12/2019 | |
| Unemployed | Calgary | 08/2025 | 10/2025 | |
| Raymond James Ltd. | Calgary, Alberta | 10/2025 | Present | |
| Raymond James (Usa) Ltd. | Calgary, Alberta | 10/2025 | Present |
Raymond James Ltd. ("RJL"), a registered investment dealer with CIRO, is the Canadian affiliate and parent company of Raymond James (USA) Ltd. The business is investment related. Lisa Vaughn is located at 525 8th Ave. SW, Suite 4100, Calgary, Alberta, Canada T2P 1G1, and has been employed since October 6, 2025. She is a full-time employee and her title with RJL is Senior Compliance Officer. She devotes 1 hour a month to this business during business and trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-11 |
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