Braden Ward

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-11-16
OK	RA	APPROVED	2022-11-08

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Oklahoma State Lasso Center	Stillwater	OK	08/2018	05/2020
Regent Bank	Tulsa	OK	05/2019	08/2019
Audubon Field Solutions	Tulsa	OK	05/2017	08/2017
Oklahoma State University	Stillwater	OK	09/2017	05/2019
Southeastern Oklahoma State University	Tulsa	OK	08/2020	12/2020
Sapulpa High School	Sapulpa	OK	01/2011	04/2017
Summit Financial Group	Tulsa	OK	01/2021	09/2022
Cetera Advisor Networks	El Segundo	CA	02/2021	09/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Tulsa	OK	09/2022	Present
Bank Of America, N.A.	Tulsa	OK	11/2022	Present

08/2018 → 05/2020

Oklahoma State Lasso Center

Stillwater, OK
05/2019 → 08/2019

Regent Bank

Tulsa, OK
05/2017 → 08/2017

Audubon Field Solutions

Tulsa, OK
09/2017 → 05/2019

Oklahoma State University

Stillwater, OK
08/2020 → 12/2020

Southeastern Oklahoma State University

Tulsa, OK
01/2011 → 04/2017

Sapulpa High School

Sapulpa, OK
01/2021 → 09/2022

Summit Financial Group

Tulsa, OK
02/2021 → 09/2022

Cetera Advisor Networks

El Segundo, CA
09/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tulsa, OK
11/2022 → Present

Bank Of America, N.A.

Tulsa, OK

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-08-16

Other Firms