Darby Whelan Handford

Current Employers

Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-01-13
IN	RA	APPROVED	2025-04-04

TX RA
APPROVED_RES

Since 2026-01-13
IN RA
APPROVED

Since 2025-04-04

Branch Locations

Indianapolis, IN • United States

8480 Keystone Crossing, Indianapolis, IN 46240-2437 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Investment Services Llc	Indianapolis	IN	12/2023	11/2024
Northwestern Mutual Investment Services Llc	Indianapolis	IN	07/2021	12/2021
Northwestern Mutual Investment Services Llc	Indianapolis	IN	12/2021	11/2024
Ymca	Fishers	IN	05/2017	08/2017
Fidelity Investments	Indianapolis	IN	11/2024	Present
Northwestern Mutual Wealth Management Company	Milwaukee	WI	06/2024	11/2024
Student	Lexington	KY	08/2018	05/2019
Student	Lexington	KY	08/2017	08/2018
Indy Premier	Indianapolis	IN	08/2020	04/2021
Student	Lexington	KY	08/2016	05/2017
James Munder	Indianapolis	IN	07/2021	11/2024
Student	Lexington	KY	08/2019	01/2020
Student	Lexington	KY	03/2020	05/2020
Lord Corporation	Indianapolis	IN	05/2019	08/2019
Astral	Lexington	KY	01/2020	03/2020
Sherwin Williams	Noblesville	IN	06/2020	11/2020
James Munder	Indianapolis	IN	02/2021	07/2021
Unemployed	Fishers	IN	05/2020	06/2020
Fidelity Brokerage Services Llc	Indianapolis	IN	07/2026	Present
Strategic Advisers, Llc	Indianapolis	IN	07/2026	Present

12/2023 → 11/2024

Northwestern Mutual Investment Services Llc

Indianapolis, IN
07/2021 → 12/2021

Northwestern Mutual Investment Services Llc

Indianapolis, IN
12/2021 → 11/2024

Northwestern Mutual Investment Services Llc

Indianapolis, IN
05/2017 → 08/2017

Ymca

Fishers, IN
11/2024 → Present

Fidelity Investments

Indianapolis, IN
06/2024 → 11/2024

Northwestern Mutual Wealth Management Company

Milwaukee, WI
08/2018 → 05/2019

Student

Lexington, KY
08/2017 → 08/2018

Student

Lexington, KY
08/2020 → 04/2021

Indy Premier

Indianapolis, IN
08/2016 → 05/2017

Student

Lexington, KY
07/2021 → 11/2024

James Munder

Indianapolis, IN
08/2019 → 01/2020

Student

Lexington, KY
03/2020 → 05/2020

Student

Lexington, KY
05/2019 → 08/2019

Lord Corporation

Indianapolis, IN
01/2020 → 03/2020

Astral

Lexington, KY
06/2020 → 11/2020

Sherwin Williams

Noblesville, IN
02/2021 → 07/2021

James Munder

Indianapolis, IN
05/2020 → 06/2020

Unemployed

Fishers, IN
07/2026 → Present

Fidelity Brokerage Services Llc

Indianapolis, IN
07/2026 → Present

Strategic Advisers, Llc

Indianapolis, IN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-03-17
S63	Uniform Securities Agent State Law Examination	2024-02-17

S66 Uniform Combined State Law Examination

2025-03-17
S63 Uniform Securities Agent State Law Examination

2024-02-17

Other Names

Darby Elizabeth Whelan
Darby Elizabeth Whelan
Darby Whelan
Darby Elizabeth Handford