Fai Hung Liao

Current Employers

Raymond Liao Investment Advisor

440 East Huntington Dr Suite 300, Arcadia, CA 91006 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2021-03-26

CA RA
APPROVED

Since 2021-03-26

Branch Locations

440 East Huntington Dr Suite 300, Arcadia, CA 91006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond Liao & Company, Apc	Monterey Park	CA	01/2010	Present
Fai Hung Liao	Monterey Park	CA	10/2019	Present
Fai Hung Liao	Monterey Park	CA	07/2019	Present
Fai Hung Liao	Monterey Park	CA	11/2020	Present
Liao, Fai Hung (Dba: Raymond Liao Investment Advisor)	Monterey Park	CA	03/2021	Present

01/2010 → Present

Raymond Liao & Company, Apc

Monterey Park, CA
10/2019 → Present

Fai Hung Liao

Monterey Park, CA
07/2019 → Present

Fai Hung Liao

Monterey Park, CA
11/2020 → Present

Fai Hung Liao

Monterey Park, CA
03/2021 → Present

Liao, Fai Hung (Dba: Raymond Liao Investment Advisor)

Monterey Park, CA

Other Businesses

RAYMOND LIAO & COMPANY, APC, TAX AND ACCOUNTING SERVICES, I AM THE SOLE SHAREHOLDER OF THE FIRM (START DATE-JAN 2010). NON-INVESTMENT RELATED, ADDRESS:925 S. ATLANTIC BLVD, STE 203A, MONTEREY PARK, CA 91754. FLEXIBLE WORKING HRS, APPROXIMATE 80 HRS/MONTH. NO WORKING HRS DURING SECURITIES TRADING HRS. FAI HUNG LIAO, SELF-EMPLOYED LIFE&HEALTH INSURANCE AGENT, START DATE-OCT 2019, NON-INVESTMENT RELATED, ADDRESS:925 S. ATLANTIC BLVD, STE 203A, MONTEREY PARK, CA 91754. FLEXIBLE WORKING HRS, APPROXIMATE 10 HRS/MONTH. NO WORKING HRS DURING SECURITIES TRADING HRS. FAI HUNG LIAO, SLEF-EMPLOYED REAL ESTATE AGENT, START DATE-JULY 2019, NON-INVESTMENT RELATED, ADDRESS:925 S. ATLANTIC BLVD, STE 203A, MONTEREY PARK, CA 91754. FLEXIBLE WORKING HRS, APPROXIMATE 10 HRS/MONTH. NO WORKING HRS DURING SECURITIES TRADING HRS. FAI HUNG LIAO, SLEF-EMPLOYED MORTGAGE AGENT, START DATE-NOV 2020, NON-INVESTMENT RELATED, ADDRESS:925 S. ATLANTIC BLVD, STE 203A, MONTEREY PARK, CA 91754. FLEXIBLE WORKING HRS, APPROXIMATE 10 HRS/MONTH. NO WORKING HRS DURING SECURITIES TRADING HRS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-01-06

S65 Uniform Investment Adviser Law Examination

2021-01-06

Designations

View on SEC IAPD