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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-03-21 |
| VA | RA | APPROVED | 2024-03-21 |
Branch Locations
501 Church Street Ne Suite 305, Vienna, VA 22180 • United States
Frederick, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Washington Equity, Llc | Vienna | VA | 03/2011 | Present |
| Cetera Advisors Llc | Denver | CO | 09/2019 | Present |
| Cetera Advisors | Denver | CO | 10/2016 | 09/2019 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1. NAME OF OTHER BUSINESS: WASHINGTON EQUITY, LLC; INVESTMENT RELATED: YES; ADDRESS: 131 PARK STREET NE #8C, VIENNA, VA 22180; NATURE OF BUSINESS: ADVISORY / INVESTEMENTS / INSURANCE; START DATE: 03/2011; POSITION/TITLE/RELATIONSHIP: OPERATIONS MANAGER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: CUSTOMER SUPPORT;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-13 |
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