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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-05-25 |
| TX | RA | APPROVED | 2022-05-25 |
Branch Locations
1331 N California Blvd, Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Sacramento | CA | 01/2021 | 05/2022 |
| The Golden 1 Credit Union | Sacramento | CA | 01/2021 | 05/2022 |
| All Trades & Design Inc | Vacaville | CA | 10/2020 | 01/2021 |
| Amazon Com Services Llc | Vacaville | CA | 08/2020 | 10/2020 |
| Scaffold Solutions Management Llc | American Canyon | CA | 07/2020 | 08/2020 |
| All Trades & Design Inc | Vacaville | CA | 04/2020 | 07/2020 |
| Mercer Investments Llc | El Dorado | CA | 05/2019 | 05/2020 |
| Sacramento State University | Sacramento | CA | 08/2016 | 05/2020 |
| Sports Rest Fairfield Inc | Fairfield | CA | 05/2018 | 08/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Walnut Creek | CA | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-13 |
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