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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-05-25
TX RA APPROVED 2022-05-25
  • CA RA
    APPROVED
    Since 2022-05-25
  • TX RA
    APPROVED
    Since 2022-05-25

Branch Locations

1331 N California Blvd, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Sacramento CA 01/2021 05/2022
The Golden 1 Credit Union Sacramento CA 01/2021 05/2022
All Trades & Design Inc Vacaville CA 10/2020 01/2021
Amazon Com Services Llc Vacaville CA 08/2020 10/2020
Scaffold Solutions Management Llc American Canyon CA 07/2020 08/2020
All Trades & Design Inc Vacaville CA 04/2020 07/2020
Mercer Investments Llc El Dorado CA 05/2019 05/2020
Sacramento State University Sacramento CA 08/2016 05/2020
Sports Rest Fairfield Inc Fairfield CA 05/2018 08/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Walnut Creek CA 05/2022 Present
  • 01/2021 → 05/2022
    Sacramento, CA
  • 01/2021 → 05/2022
    The Golden 1 Credit Union
    Sacramento, CA
  • 10/2020 → 01/2021
    All Trades & Design Inc
    Vacaville, CA
  • 08/2020 → 10/2020
    Amazon Com Services Llc
    Vacaville, CA
  • 07/2020 → 08/2020
    Scaffold Solutions Management Llc
    American Canyon, CA
  • 04/2020 → 07/2020
    All Trades & Design Inc
    Vacaville, CA
  • 05/2019 → 05/2020
    Mercer Investments Llc
    El Dorado, CA
  • 08/2016 → 05/2020
    Sacramento State University
    Sacramento, CA
  • 05/2018 → 08/2018
    Sports Rest Fairfield Inc
    Fairfield, CA
  • 05/2022 → Present
    Walnut Creek, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-13
  • S66 Uniform Combined State Law Examination
    2021-09-13

View on SEC IAPD

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