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Brandon Stephen Fiely

LPl Financial LLC

Newport Beach, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2005-04-04
  • CA RA
    APPROVED
    Since 2005-04-04

Branch Locations

23 Corporate Plaza, Sute 242, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Newport Beach CA 02/2005 Present
Other Businesses

1. 4/5/2011: DBA W/LEGAL ENTITY - STARCARE ASSOCIATES, INC. - NEWPORT BEACH, CA. 2. 6/9/2011: OTHER - AGENT - SELLING PREPAID LEGAL PLANS. - 2% OF TIME SPENT. 3. 03/06/2014 - DBA ONLY - STARCARE - IRVINE, CA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-01
  • S66 Uniform Combined State Law Examination
    2005-04-01
Other Names
  • Brandon Stephen Filey

View on SEC IAPD

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