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Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-03-13
TX RA APPROVED 2021-09-08
  • MN RA
    APPROVED
    Since 2025-03-13
  • TX RA
    APPROVED
    Since 2021-09-08

Branch Locations

Bayport, MN • United States

111 Center Street, Little Rock, AR 72201-3507 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vapor Trail Archery Ham Lake MN 05/2016 12/2016
Annoka-Hennepin Public Schools Blaine MN 01/2004 06/2017
Tigress Financial Partners New York NY 06/2019 07/2019
University Of Minnesota Duluth MN 08/2017 12/2020
Stephens Inc. Portland ME 01/2021 11/2024
Stephens Inc Bayport MN 11/2024 03/2026
Stephens Inc. Bayport MN 03/2026 Present
  • 05/2016 → 12/2016
    Vapor Trail Archery
    Ham Lake, MN
  • 01/2004 → 06/2017
    Annoka-Hennepin Public Schools
    Blaine, MN
  • 06/2019 → 07/2019
    Tigress Financial Partners
    New York, NY
  • 08/2017 → 12/2020
    University Of Minnesota
    Duluth, MN
  • 01/2021 → 11/2024
    Stephens Inc.
    Portland, ME
  • 11/2024 → 03/2026
    Stephens Inc
    Bayport, MN
  • 03/2026 → Present
    Stephens Inc.
    Bayport, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-29
  • S66 Uniform Combined State Law Examination
    2021-05-29

View on SEC IAPD

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