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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-11-05 |
Branch Locations
1055 Lpl Way, Fort Mill, SC 29715 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | Charlotte | NC | 05/2023 | 01/2024 |
| Us Tech Solutions | Jersey City | NJ | 05/2023 | 09/2023 |
| Chick-Fil-A University Place | Charlotte | NC | 10/2021 | 05/2023 |
| Alight Solutions | Charlotte | NC | 08/2020 | 10/2021 |
| Chick-Fil-A Hickory | Hickory | NC | 10/2019 | 08/2020 |
| Chick-Fil-A University Place | Charlotte | NC | 08/2017 | 10/2019 |
| Chick-Fil-A Concord Parkway | Concord | NC | 01/2017 | 08/2017 |
| Chick-Fil-A University Place | Charlotte | NC | 05/2011 | 01/2017 |
| Ubs Financial Services | Charlotte | NC | 01/2024 | 11/2025 |
| Lpl Financial Llc | Fort Mill | SC | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 2023-08-11 |
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