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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valic Financial Advisors | Houston | TX | 02/2021 | 04/2024 |
| Frost Bank | Houston | TX | 03/2020 | 02/2021 |
| Chickfila | Lexington | KY | 07/2016 | 12/2019 |
| Agia | Houston | TX | 12/2022 | 04/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Katy | TX | 04/2024 | 04/2026 |
| Starbucks | Lextington | KY | 07/2019 | 12/2019 |
| Chipotle | Lexington | KY | 02/2018 | 12/2018 |
| Bestbuy | Lexington | KY | 12/2018 | 02/2019 |
| Bank Of America, N.A | Katy | TX | 06/2024 | 04/2026 |
| Charles Schwab & Co, Inc | Austin | TX | 04/2026 | Present |
| Schwab Wealth Advisory, Inc | Austin | TX | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-01 |
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