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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-05-23 |
| TX | RA | APPROVED_RES | 2023-03-15 |
| NC | RA | APPROVED | 2023-03-10 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 01/2021 | 04/2021 |
| Wells Fargo | Charlotte | NC | 07/2019 | 12/2020 |
| Dick's Sporting Goods | Pineville | NC | 02/2019 | 09/2019 |
| Myrtle Beach Sports Center | Myrtle Beach | SC | 01/2015 | 01/2019 |
| Unemployed | Pineville | NC | 01/2019 | 02/2019 |
| Coastal Carolina University | Conway | SC | 08/2012 | 12/2016 |
| Wells Fargo Clearing Services Llc | Charlotte | NC | 08/2021 | 10/2022 |
| Unemployed | Charlotte | NC | 04/2021 | 08/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 11/2022 | Present |
| Bank Of America N.A. | Charlotte | NC | 03/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-13 |
| S63 | Uniform Securities Agent State Law Examination | 2021-03-26 |
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