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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-07
  • CA RA
    APPROVED
    Since 2025-08-07

Branch Locations

1840 Century Park East Suite 100, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vanguard Scottsdale AZ 01/2021 01/2022
Waldorf Astoria Beverly Hills Beverly Hills CA 05/2017 03/2021
Bloomingdales Sherman Oaks CA 02/2017 05/2017
The First Group Dubai Dubai 06/2016 02/2017
Unemployed Scottsdale AZ 01/2022 11/2022
Charles Schwab & Co., Inc. Phoenix AZ 11/2022 05/2024
Unemployed Phoenix AZ 05/2024 07/2025
Charles Schwab & Co, Inc Los Angeles CA 07/2025 Present
Charles Schwab Bank, Ssb Los Angeles CA 07/2025 Present
  • 01/2021 → 01/2022
    Vanguard
    Scottsdale, AZ
  • 05/2017 → 03/2021
    Waldorf Astoria Beverly Hills
    Beverly Hills, CA
  • 02/2017 → 05/2017
    Bloomingdales
    Sherman Oaks, CA
  • 06/2016 → 02/2017
    The First Group Dubai
    Dubai
  • 01/2022 → 11/2022
    Unemployed
    Scottsdale, AZ
  • 11/2022 → 05/2024
    Phoenix, AZ
  • 05/2024 → 07/2025
    Unemployed
    Phoenix, AZ
  • 07/2025 → Present
    Los Angeles, CA
  • 07/2025 → Present
    Charles Schwab Bank, Ssb
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-16
  • S66 Uniform Combined State Law Examination
    2021-03-16

View on SEC IAPD

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