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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-04-14 |
| CA | RA | APPROVED | 2023-02-08 |
Branch Locations
330 S Santa Fe Ave, Vista, CA 92084 • United States
601 S Rancho Santa Fe Rd, San Marcos, CA 92078 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Carlsbad | CA | 01/2021 | 10/2022 |
| J.P. Morgan Securities Llc | Carlsbad | CA | 01/2021 | 10/2022 |
| Caixabank S.A. | Santander | 08/2015 | 12/2019 | |
| Unemployed | Carlsbad | CA | 12/2019 | 12/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Carlsbad | CA | 10/2022 | Present |
| Bank Of America, N.A. | Carlsbad | CA | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 2021-03-17 |
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