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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-14
CA RA APPROVED 2023-02-08
  • TX RA
    APPROVED
    Since 2023-04-14
  • CA RA
    APPROVED
    Since 2023-02-08

Branch Locations

330 S Santa Fe Ave, Vista, CA 92084 • United States

601 S Rancho Santa Fe Rd, San Marcos, CA 92078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Carlsbad CA 01/2021 10/2022
J.P. Morgan Securities Llc Carlsbad CA 01/2021 10/2022
Caixabank S.A. Santander 08/2015 12/2019
Unemployed Carlsbad CA 12/2019 12/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Carlsbad CA 10/2022 Present
Bank Of America, N.A. Carlsbad CA 01/2023 Present
  • 01/2021 → 10/2022
    Jpmorgan Chase Bank, N.A.
    Carlsbad, CA
  • 01/2021 → 10/2022
    J.P. Morgan Securities Llc
    Carlsbad, CA
  • 08/2015 → 12/2019
    Caixabank S.A.
    Santander
  • 12/2019 → 12/2020
    Unemployed
    Carlsbad, CA
  • 10/2022 → Present
    Carlsbad, CA
  • 01/2023 → Present
    Bank Of America, N.A.
    Carlsbad, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-07
S63 Uniform Securities Agent State Law Examination 2021-03-17
  • S66 Uniform Combined State Law Examination
    2023-02-07
  • S63 Uniform Securities Agent State Law Examination
    2021-03-17
Other Names
  • Elena Navedo
  • Elena Navedo Alvarez

View on SEC IAPD

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