Inactive

Abigail Aileen Maroon

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Current Employers

Glasfunds, Llc

600 Superior Avenue E, Cleveland, OH 44114 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2021-06-01

OH RA
APPROVED

Since 2021-06-01

Branch Locations

600 Superior Avenue E, Cleveland, OH 44114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Miami Heat	Miami	FL	07/2013	Present
Glasfunds	Cleveland	OH	01/2021	Present

07/2013 → Present

The Miami Heat

Miami, FL
01/2021 → Present

Glasfunds

Cleveland, OH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-05-23

S65 Uniform Investment Adviser Law Examination

2021-05-23

Other Names

Abby Maroon

View on SEC IAPD

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M HOLDINGS SECURITIES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

MAI CAPITAL MANAGEMENT, LLC

Other Investors

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ANDREW JOSEPH GIVENS

WILLIAM STONE HENRY

William Eugene Tomlinson

Ashley Celeste Kabalan

MITCHELL ALBAN KOTHEIMER

Other Offices

FIRST FIDUCIARY INVESTMENT COUNSEL INC · CLEVELAND, OH

INDEPENDENCE WEALTH ADVISORS, LLC · INDEPENDENCE, OH

VOYA FINANCIAL ADVISORS, INC. · INDEPENDENCE, OH

EAGLE STRATEGIES LLC · Independence, OH

W&S BROKERAGE SERVICES, INC. · INDEPENDENCE, OH

M HOLDINGS SECURITIES, INC. · Cleveland, OH

AMERIPRISE FINANCIAL SERVICES, LLC · Independence, OH

FIRST FIDUCIARY INVESTMENT COUNSEL INC · CLEVELAND, OH

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