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Cedar Rapids, IA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APP_PEND_IARCE | 2026-01-01 |
| IL | RA | APP_PEND_IARCE | 2026-01-01 |
| VA | RA | APPROVED | 2021-11-19 |
| IA | RA | APPROVED | 2021-09-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| International Business Machines Corp. | Rochester | MN | 08/2015 | 07/2020 |
| Ares-Bound Capital | Rochester | MN | 09/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-05-07 |
| S66 | Uniform Combined State Law Examination | 2020-12-07 |
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