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Brian David Wainwright

Morgan Stanley

Ponte Vedra Beach, FL

Atlanta, GA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-06-10
GA RA APPROVED 2009-06-01
TX RA APPROVED_RES 2009-06-01
  • FL RA
    APPROVED
    Since 2025-06-10
  • GA RA
    APPROVED
    Since 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2009-06-01

Branch Locations

Ponte Vedra Beach, FL • United States

3280 Peachtree Road North East Suite1600, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co. Incorporated : Atlanta GA 12/2008 Present
Morgan Stanley Smith Barney Atlanta GA 06/2009 Present
Morgan Stanley Atlanta GA 08/2015 Present
Morgan Stanley Private Bank, N.A New York NY 12/2022 Present
  • 12/2008 → Present
    Morgan Stanley & Co. Incorporated :
    Atlanta, GA
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Atlanta, GA
  • 08/2015 → Present
    Morgan Stanley
    Atlanta, GA
  • 12/2022 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2009-02-18 → 2009-06-01
    Morgan Stanley & Co. Llc
    Atlanta, GA
  • 2006-03-13 → 2008-12-22
    Citigroup Global Markets Inc.
    Wilmington, DE
    Atlanta, GA
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-21
  • S66 Uniform Combined State Law Examination
    2006-02-21
Other Names
  • Brian D Wainwright

View on SEC IAPD

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