Best Investors Account Sign in
Current Employers
John Hancock Personal Financial Services, Llc

200 Berkeley Street, Boston, MA 02116 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-03-30
  • MA RA
    APPROVED
    Since 2021-03-30

Branch Locations

200 Berkeley Street, Boston, MA 02116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Securities Llc Guaynabo PR 09/2012 07/2017
Sovereign Bank Dorchester MA 08/2012 07/2017
Citizens Securities, Inc. Saugus MA 07/2017 03/2021
John Hancock Boston MA 03/2021 Present
John Hancock Investment Management Distributors Llc Boston MA 03/2021 07/2024
Manulife John Hancock Brokerage Services Boston MA 07/2024 Present
  • 09/2012 → 07/2017
    Guaynabo, PR
  • 08/2012 → 07/2017
    Sovereign Bank
    Dorchester, MA
  • 07/2017 → 03/2021
    Saugus, MA
  • 03/2021 → Present
    John Hancock
    Boston, MA
  • 03/2021 → 07/2024
    John Hancock Investment Management Distributors Llc
    Boston, MA
  • 07/2024 → Present
    Manulife John Hancock Brokerage Services
    Boston, MA
Previous Registrations
  • 2017-07-25 → 2021-03-05
    Boston, MA
    South Boston, MA
    Braintree, MA
    Medford, MA
    Burlington, MA
    Boston, MA
    Malden, MA
    Saugus, MA
    Malden, MA
    Woburn, MA
    Malden, MA
    Medford, MA
    Stoneham, MA
    Everett, MA
  • 2016-05-25 → 2017-07-26
    Dorchester, MA
    Boston, MA
    Boston, MA
    Brighton, MA
    Ashland, MA
    Worcester, MA
    Boston, MA
    Braintree, MA
    Wayland, MA
    Brighton, MA
    Bedford, MA
    Natick, MA
    Boston, MA
    Boston, MA
    Chestnut Hill, MA
    Brookline, MA
    Framingham, MA
  • 2008-04-01 → 2009-02-10
    Global Portfolio Strategies, Inc.
    Hartford, CT
Other Businesses

1.OBA Name: JHRPS Education Retirement Consultant 2.Is the OBA investment-related: No 3.OBA Address: 200 Berkeley Street, Boston, MA 02116 4.Nature of the OBA: Retirement Plan Services Education 5.Your Position, Title, or Relationship with the OBA: Retirement Consultant 6.Your Start Date with the OBA: December 19, 2025 7.Approximate number of hours per month you devote to the OBA: 75 8.Number of hours you devote to the OBA during securities trading hours: 3 9.Brief description your duties related to the OBA: The representative, acting on behalf of our affiliate, John Hancock Retirement Plan Services, LLC ("JHRPS"), provides educational information to participants in qualified retirement plans administered by JHRPS who are eligible to take a distribution from their plan (due to termination, retirement or other events). This education covers options available to the participant under the terms of their plan, including keeping the assets in the plan, rolling their assets to a new employer's plan (if applicable), taking a cash distribution, or rolling their asset to an IRA. 10.How are you compensated: Salary and bonus

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-17
S66 Uniform Combined State Law Examination 2008-03-28
S63 Uniform Securities Agent State Law Examination 2005-04-01
  • S65 Uniform Investment Adviser Law Examination
    2016-05-17
  • S66 Uniform Combined State Law Examination
    2008-03-28
  • S63 Uniform Securities Agent State Law Examination
    2005-04-01

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Boston, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor