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10 South Wacker Drive Suite 3100, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-12-18 |
Branch Locations
10 South Wacker Drive Suite 3100, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Triad Advisors | Norcross | GA | 01/2021 | 09/2023 |
| Ascent Regtech | Chicago | IL | 06/2018 | 12/2020 |
| Law Office | Chicago | IL | 04/2017 | 01/2018 |
| Depaul University | Chicago | IL | 08/2016 | 05/2019 |
| Alera Investment Advisors, Llc | Deerfield | IL | 01/2021 | 09/2023 |
| Key Bridge Compliance | Covington | KY | 10/2023 | 09/2024 |
| Segall Bryant & Hamill | Chicago | IL | 10/2024 | Present |
| Foreside Financial Services, Llc | Chicago | IL | 12/2024 | Present |
Segall Bryant & Hamill; Investment Related; Finance/Compliance; Chicago, IL; 10/2024; Compliance Officer, Asset Management Compliance; Assist with running the compliance program; 40 Hrs./Mo. Foreside Financial Services; Investment Related; Finance/Compliance; Chicago, IL; 12/2024; Registered Representative; Assist with filings; 1 Hrs./Mo.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-22 |
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