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Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2021-06-15
  • MD RA
    APPROVED
    Since 2021-06-15

Branch Locations

Colora, MD • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Benfield Electric Company, Inc Aberdeen MD 04/2007 09/2020
Ken Arnold Colora MD 10/2020 Present
Gwn Securities, Inc. Palm Beach Gardens FL 01/2021 Present
  • 04/2007 → 09/2020
    Benfield Electric Company, Inc
    Aberdeen, MD
  • 10/2020 → Present
    Ken Arnold
    Colora, MD
  • 01/2021 → Present
    Palm Beach Gardens, FL
Other Businesses

NEW DIRECTIONS FINANCIAL GROUP POSITION: Agent NATURE: Life Insurance, fixed annuity, LTC agent I am licensed in all of these but my main focus is life insurance, specifically term coverage. If a client has an LTC need then by all means I would serve them in that capacity as well since the relationship is already developed. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2019 ADDRESS: 2021 Cunningham Drive, Suite 210, Hampton VA 23666, United States DESCRIPTION: Partnered with New Directions Financial Group and backed by Insurance Network of America (INA), I help my clients find the best life insurance (and LTC if need be) to fit their needs and goals. I am life, health and LTC licensed but at this time I do not plan to do any business in the area of health insurance. DAVE RAMSEY SMARTVESTOR PRO POSITION: SmartVestor Pro NAUTRE: Discuss investing with Dave Ramsey prospects when they are sent to me INVESTMENT RELATED: Is Investment Related ADDRESS: 106 West Circle Avenue, Suite 100, Salisbury, MD, 21801, United States START DATE: 2023-06-14 HOURS: 15 hours per month SECURITIES TRADING HOURS: 15 hours per month during trading hours DESCRIPTION: Discuss investing and other financial topics with Dave Ramsey prospects. I offer a complementary consultation so that I can learn how I can best help them in a way that is most suitable and in their best interests. Business name: Arnold Financial Group, LLC, Business Address: P.O. Box 187 Colora, Maryland 21917, Position Held: Financial Advisor, Expected annual income: 75000, Compensation Type: Commissions, Hours Per Month: 150, Hours Per Month Trading: 5, Involvement status: ACTIVE, Start: 2026-06-29, Activity description: Currently conduct complimentary financial meetings with clients and prospective clients, during the meetings I provide education on sound fundamental concepts of money such as the importance of protection against unexpected catastrophic events, budgeting, debt reduction, emergency savings, investing for future and retirement, college savings, LTC options, I educate clients about the different products that can be used to accomplish these concepts such as life insurance, mutual funds, variable annuities, fixed and index annuities, retirement plans, LTC products, I collect financial information from clients and prospective clients and make suggested suitable action items to address their individual situations, goals and objectives using the best interest of client as a guiding rule., Investment Related?: YES, Will this activity interfere with or compromise your responsibilities as a registered representative?: NO, Is there an expectation to solicit other ownership or raise capital? : NO, Is there a web presence? : YES, Is there check-writing, trading authority/custody or control?: NO, Please list all non-securities licenses and/or certifications/professional designations that may apply to this activity (i.e. insurance, CPA, ChFC, etc.): Life, Health, Fixed & Fixed Index Annuity

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-15
  • S66 Uniform Combined State Law Examination
    2021-06-15

View on SEC IAPD

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