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11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2021-06-15 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Benfield Electric Company, Inc | Aberdeen | MD | 04/2007 | 09/2020 |
| Ken Arnold | Colora | MD | 10/2020 | Present |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 01/2021 | Present |
NEW DIRECTIONS FINANCIAL GROUP POSITION: Agent NATURE: Life Insurance, fixed annuity, LTC agent I am licensed in all of these but my main focus is life insurance, specifically term coverage. If a client has an LTC need then by all means I would serve them in that capacity as well since the relationship is already developed. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2019 ADDRESS: 2021 Cunningham Drive, Suite 210, Hampton VA 23666, United States DESCRIPTION: Partnered with New Directions Financial Group and backed by Insurance Network of America (INA), I help my clients find the best life insurance (and LTC if need be) to fit their needs and goals. I am life, health and LTC licensed but at this time I do not plan to do any business in the area of health insurance. DAVE RAMSEY SMARTVESTOR PRO POSITION: SmartVestor Pro NAUTRE: Discuss investing with Dave Ramsey prospects when they are sent to me INVESTMENT RELATED: Is Investment Related ADDRESS: 106 West Circle Avenue, Suite 100, Salisbury, MD, 21801, United States START DATE: 2023-06-14 HOURS: 15 hours per month SECURITIES TRADING HOURS: 15 hours per month during trading hours DESCRIPTION: Discuss investing and other financial topics with Dave Ramsey prospects. I offer a complementary consultation so that I can learn how I can best help them in a way that is most suitable and in their best interests. Business name: Arnold Financial Group, LLC, Business Address: P.O. Box 187 Colora, Maryland 21917, Position Held: Financial Advisor, Expected annual income: 75000, Compensation Type: Commissions, Hours Per Month: 150, Hours Per Month Trading: 5, Involvement status: ACTIVE, Start: 2026-06-29, Activity description: Currently conduct complimentary financial meetings with clients and prospective clients, during the meetings I provide education on sound fundamental concepts of money such as the importance of protection against unexpected catastrophic events, budgeting, debt reduction, emergency savings, investing for future and retirement, college savings, LTC options, I educate clients about the different products that can be used to accomplish these concepts such as life insurance, mutual funds, variable annuities, fixed and index annuities, retirement plans, LTC products, I collect financial information from clients and prospective clients and make suggested suitable action items to address their individual situations, goals and objectives using the best interest of client as a guiding rule., Investment Related?: YES, Will this activity interfere with or compromise your responsibilities as a registered representative?: NO, Is there an expectation to solicit other ownership or raise capital? : NO, Is there a web presence? : YES, Is there check-writing, trading authority/custody or control?: NO, Please list all non-securities licenses and/or certifications/professional designations that may apply to this activity (i.e. insurance, CPA, ChFC, etc.): Life, Health, Fixed & Fixed Index Annuity
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-15 |
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