Best Investors Account Sign in

Andrew Charles Wittenberg

J.P. Morgan Securities LLC

Chicago, IL

Los Angeles, CA

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-07-31
TX RA APPROVED 2023-07-31
  • CA RA
    APPROVED
    Since 2023-07-31
  • TX RA
    APPROVED
    Since 2023-07-31

Branch Locations

10 S Dearborn St Floor 19, Chicago, IL 60603 • United States

1888 Century Park E, Floor 5, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Los Angeles CA 12/2020 Present
Jpmorgan Chase Bank Na New York NY 04/2016 09/2018
Jpmorgan Chase Bank Na Los Angeles CA 09/2018 11/2020
Jpmorgan Chase Bank Na Los Angeles CA 12/2020 Present
  • 12/2020 → Present
    Jpmorgan Securities Llc
    Los Angeles, CA
  • 04/2016 → 09/2018
    Jpmorgan Chase Bank Na
    New York, NY
  • 09/2018 → 11/2020
    Jpmorgan Chase Bank Na
    Los Angeles, CA
  • 12/2020 → Present
    Jpmorgan Chase Bank Na
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-29
S63 Uniform Securities Agent State Law Examination 2021-03-18
  • S65 Uniform Investment Adviser Law Examination
    2023-07-29
  • S63 Uniform Securities Agent State Law Examination
    2021-03-18

View on SEC IAPD

Other Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
GUGGENHEIM INVESTMENTS
PEKIN HARDY STRAUSS, INC.
SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

Other Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

More in Chicago, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor