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River Vale, NJ • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-02-19 |
| NY | RA | APPROVED | 2026-02-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | River Vale | NJ | 05/2026 | Present |
| New York Life Insurance Co | Edison | NJ | 11/2021 | 03/2022 |
| Jva Investments Llc | River Vale | NJ | 09/2006 | 11/2021 |
| Nylife Securities Llc | Edison | NJ | 02/2022 | 03/2022 |
| Equitable Advisors Llc | New York | NY | 03/2022 | 07/2025 |
| Sterling Legacy Advisors Inc. | River Vale | NJ | 08/2025 | Present |
1. 05/2026 - STERLING LEGACY ADVISORS - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 5/25/2026 2. 06/04/2026 - STERLING LEGACY ADVISORS - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 05/04/2026 - 160 hours per month/ during trading - I provide investment advisory services through Sterling Legacy Advisors, an independent investment advisor firm. I started this business activity in 05/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 2006, Independent Licensed Insurance Agent, Investment Related, NJ, Term, Whole Life, Variable, Universal Life, Variable Universal Life, Premium Financing, and Disability & Long Term Care Insurance
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 2022-03-18 |
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