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Current Employers
Sterling Legacy Advisors Inc.

River Vale, NJ • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-02-19
NY RA APPROVED 2026-02-06
  • NJ RA
    APPROVED
    Since 2026-02-19
  • NY RA
    APPROVED
    Since 2026-02-06

Branch Locations

River Vale, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc River Vale NJ 05/2026 Present
New York Life Insurance Co Edison NJ 11/2021 03/2022
Jva Investments Llc River Vale NJ 09/2006 11/2021
Nylife Securities Llc Edison NJ 02/2022 03/2022
Equitable Advisors Llc New York NY 03/2022 07/2025
Sterling Legacy Advisors Inc. River Vale NJ 08/2025 Present
  • 05/2026 → Present
    Lpl Financial Llc
    River Vale, NJ
  • 11/2021 → 03/2022
    New York Life Insurance Co
    Edison, NJ
  • 09/2006 → 11/2021
    Jva Investments Llc
    River Vale, NJ
  • 02/2022 → 03/2022
    Nylife Securities Llc
    Edison, NJ
  • 03/2022 → 07/2025
    New York, NY
  • 08/2025 → Present
    River Vale, NJ
Previous Registrations
Other Businesses

1. 05/2026 - STERLING LEGACY ADVISORS - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 5/25/2026 2. 06/04/2026 - STERLING LEGACY ADVISORS - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 05/04/2026 - 160 hours per month/ during trading - I provide investment advisory services through Sterling Legacy Advisors, an independent investment advisor firm. I started this business activity in 05/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 2006, Independent Licensed Insurance Agent, Investment Related, NJ, Term, Whole Life, Variable, Universal Life, Variable Universal Life, Premium Financing, and Disability & Long Term Care Insurance

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-21
S63 Uniform Securities Agent State Law Examination 2022-03-18
  • S65 Uniform Investment Adviser Law Examination
    2024-05-21
  • S63 Uniform Securities Agent State Law Examination
    2022-03-18
Other Names
  • Jonathan Varelas

View on SEC IAPD

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