Austin Steven Whitcher

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2023-01-31

CO RA
APPROVED

Since 2023-01-31

Branch Locations

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Denver	CO	06/2022	Present
University Of Colorado Boulder	Boulder	CO	08/2018	05/2022
Valley Country Club	Aurora	CO	04/2018	08/2018
Waterway Carwash	Foxfield	CO	07/2015	04/2018
Hearing Care Solutions	Greenwood Village	CO	05/2020	08/2020
Grandview High School	Aurora	CO	08/2014	05/2018

06/2022 → Present

Lpl Financial Llc

Denver, CO
08/2018 → 05/2022

University Of Colorado Boulder

Boulder, CO
04/2018 → 08/2018

Valley Country Club

Aurora, CO
07/2015 → 04/2018

Waterway Carwash

Foxfield, CO
05/2020 → 08/2020

Hearing Care Solutions

Greenwood Village, CO
08/2014 → 05/2018

Grandview High School

Aurora, CO

Other Businesses

1) 05/02/2023 - Vargas Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 08/01/2022 - 120 Hours Per Month/120 Hours During Securities Trading 2) 11/15/2024 - Doordash - Outside/W-2 Employment - Driver - Not Investment Related - Denver, CO - Start Date 11/01/2024 - 60 Hours Per Month/ 0 Hours During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-01-30

S66 Uniform Combined State Law Examination

2023-01-30