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Vicki D Montellano

Ubs Financial Services Inc.

Los Angeles, CA

Weehawken, NJ

Studio City, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-07-26
  • CA RA
    APPROVED
    Since 2021-07-26

Branch Locations

2000 Avenue Of The Stars 7Th. Floor North, Los Angeles, CA 90067 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Studio City, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Los Angeles CA 02/2021 Present
Venable Llp Los Angeles CA 04/2014 02/2021
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-23
  • S66 Uniform Combined State Law Examination
    2021-07-23

View on SEC IAPD

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