Carlos Martin Gutierrez

Current Employers

Knights Of Columbus Asset Advisors Llc

One Columbus Plaza, New Haven, CT 06510 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2021-03-18

CA RA
APPROVED

Since 2021-03-18

Branch Locations

San Leandro, CA • United States

One Columbus Plaza, New Haven, CT 06510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Knights Of Columbus	New Haven	CT	06/2010	Present

06/2010 → Present

Knights Of Columbus

New Haven, CT

Other Businesses

Catholic Funeral and Cemeteries Services (CFCS), Diocese of Oakland. This is a non investment-related business. 4750 Willow Road, Suite 200 Pleasanton, CA 94588 CFCS provides funeral and cemetery services primarily to the Catholic community of the Diocese of Oakland. Position: Board Member Start Date:1/2018 Hours: 6 hours per quarter During Trading Hours: 3 per quarter for Board Meeting Duties: Provide CFCS recommendations, guidance and perspective, review balance sheet.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-03-18

S65 Uniform Investment Adviser Law Examination

2021-03-18

Other Names

Carlos Gutierrez

View on SEC IAPD