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One Columbus Plaza, New Haven, CT 06510 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-06-01 |
| NJ | RA | APPROVED | 2026-04-23 |
| OH | RA | APPROVED | 2026-04-20 |
| MA | RA | APPROVED | 2025-12-23 |
| PA | RA | APPROVED | 2024-12-16 |
| WV | RA | APPROVED | 2024-12-12 |
| NC | RA | APPROVED | 2022-03-22 |
| VA | RA | APPROVED | 2021-05-12 |
Branch Locations
One Columbus Plaza, New Haven, CT 06510 • United States
Norfolk, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Knights Of Columbus | Virginia Beach | VA | 08/2016 | Present |
| U.S. Navy | Norfolk | VA | 05/1986 | 10/2016 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-05-12 |
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