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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2025-10-22
  • ND RA
    APPROVED
    Since 2025-10-22

Branch Locations

5195 45Th Street South, Fargo, ND 58104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Investment Services, Inc. Fargo ND 06/2021 09/2025
Avantax Advisory Services Fargo ND 06/2021 09/2025
Haga Kommer Ltd Fargo ND 12/2016 Present
Strategic Tax Solutions Fargo ND 06/2015 11/2016
Cetera Wealth Services, Llc El Segundo CA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 06/2021 → 09/2025
    Avantax Investment Services, Inc.
    Fargo, ND
  • 06/2021 → 09/2025
    Avantax Advisory Services
    Fargo, ND
  • 12/2016 → Present
    Haga Kommer Ltd
    Fargo, ND
  • 06/2015 → 11/2016
    Strategic Tax Solutions
    Fargo, ND
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 09/2025 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: ASPIRE BANK; INVESTMENT RELATED: NO; ADDRESS: 5195 45TH ST S, FARGO, ND 58104; NATURE OF BUSINESS: BOARD; START DATE: 1/2026; POSITION/TITLE/RELATIONSHIP: BOARD OF DIRECTORS; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: APPROVE POLICIES AND PROCEDURES, ENSURE BANK IS OPERATING IN COMPLIANCE WITH STATE AND FEDERAL LAWS, EVALUATE MANAGEMENT, APPROVE/DENY CREDIT FACILITIES, ASSIST MANAGEMENT WITH STRATEGIC PLANNING, MONITOR ASSET/LIABILITY MANAGEMENT;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-30
  • S66 Uniform Combined State Law Examination
    2025-09-30
Other Names
  • Jerry F. Kuhn

View on SEC IAPD

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