Best Investors Account Sign in
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-17
AZ RA APPROVED 2021-06-04
  • TX RA
    APPROVED_RES
    Since 2024-09-17
  • AZ RA
    APPROVED
    Since 2021-06-04

Branch Locations

14850 N. Scottsdale Road Suite 155, Scottsdale, AZ 85254 • United States

Buckeye, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Scottsdale AZ 12/2020 Present
Retired Wickenburg AZ 08/2017 12/2020
Self-Employed Vancouver 05/1978 08/2017
Self-Employed Seattle WA 01/2016 08/2017
  • 12/2020 → Present
    Scottsdale, AZ
  • 08/2017 → 12/2020
    Retired
    Wickenburg, AZ
  • 05/1978 → 08/2017
    Self-Employed
    Vancouver
  • 01/2016 → 08/2017
    Self-Employed
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-28
  • S66 Uniform Combined State Law Examination
    2021-05-28
Other Names
  • Stacey Lee Barrington
  • Stacey Lee Novak
  • Anastasia Barrington
  • Stacey Lee Berghauser

View on SEC IAPD

More in Scottsdale, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor