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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-01-29
NY RA APPROVED 2021-04-20
  • WA RA
    APPROVED
    Since 2026-01-29
  • NY RA
    APPROVED
    Since 2021-04-20

Branch Locations

11911 Ne 1St Street Suite 306, Bellevue, WA 98005 • United States

New York, NY • United States

420 Lexington Avenue Suite 1613, New York, NY 10170 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Portland Portland OR 05/2015 05/2020
University Of Portland Portland OR 08/2018 05/2019
Access Securities Stamford CT 05/2018 08/2018
Country Financial Portland OR 05/2017 05/2018
Commonwealth Financial Network Waltham MA 02/2021 Present
Unemployed New York NY 05/2020 02/2021
  • 05/2015 → 05/2020
    University Of Portland
    Portland, OR
  • 08/2018 → 05/2019
    University Of Portland
    Portland, OR
  • 05/2018 → 08/2018
    Access Securities
    Stamford, CT
  • 05/2017 → 05/2018
    Country Financial
    Portland, OR
  • 02/2021 → Present
    Waltham, MA
  • 05/2020 → 02/2021
    Unemployed
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-02
  • S66 Uniform Combined State Law Examination
    2021-04-02

View on SEC IAPD

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