Sarah Macias Vargas

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-11-06

CA RA
APPROVED

Since 2024-11-06

Branch Locations

3401 Centre Lake Drive Suite 670, Ontario, CA 91761-1207 • United States

3390 University Ave Ste 260, Riverside, CA 92501 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Llc	Upland	CA	12/2020	Present
Eastern Leaf	Chino	CA	03/2018	12/2020
Vectornate	Chino Hills	CA	07/2017	01/2018
Mt. San Antonio College	Walnut	CA	11/2016	07/2017
Jc Window Fashions	Chino	CA	08/2013	11/2016

12/2020 → Present

Ameriprise Financial Services, Llc

Upland, CA
03/2018 → 12/2020

Eastern Leaf

Chino, CA
07/2017 → 01/2018

Vectornate

Chino Hills, CA
11/2016 → 07/2017

Mt. San Antonio College

Walnut, CA
08/2013 → 11/2016

Jc Window Fashions

Chino, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-11-03

S66 Uniform Combined State Law Examination

2024-11-03

Other Names

Sarah Macias
Sarah Vargas