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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-27
CA RA APPROVED 2021-09-22
  • TX RA
    APPROVED
    Since 2021-10-27
  • CA RA
    APPROVED
    Since 2021-09-22

Branch Locations

16431 N Scottsdale Rd, Scottsdale, AZ 85254 • United States

8750 E Raintree Dr, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 01/2021 Present
The Estancia Club (Self Employed) Scottsdale AZ 01/2019 03/2020
Dicks Sporting Goods Scottsdale AZ 12/2018 01/2019
The Glacier Club Durango CO 05/2018 10/2018
Fort Lewis College Durango CO 08/2013 04/2018
Unemployed Scottsdale AZ 04/2020 12/2020
Amazon Phoenix AZ 08/2020 10/2020
Bank Of America, N.A. Chandler AZ 07/2022 Present
  • 01/2021 → Present
    Chandler, AZ
  • 01/2019 → 03/2020
    The Estancia Club (Self Employed)
    Scottsdale, AZ
  • 12/2018 → 01/2019
    Dicks Sporting Goods
    Scottsdale, AZ
  • 05/2018 → 10/2018
    The Glacier Club
    Durango, CO
  • 08/2013 → 04/2018
    Fort Lewis College
    Durango, CO
  • 04/2020 → 12/2020
    Unemployed
    Scottsdale, AZ
  • 08/2020 → 10/2020
    Amazon
    Phoenix, AZ
  • 07/2022 → Present
    Bank Of America, N.A.
    Chandler, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-21
  • S66 Uniform Combined State Law Examination
    2021-09-21

View on SEC IAPD

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