Julia Yukiko James

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2021-07-03

WA RA
APPROVED

Since 2021-07-03

Branch Locations

225 108Th Avenue Ne Suite 800, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lululemon	Seattle	WA	11/2019	01/2021
Nannying	Seattle	WA	03/2018	03/2020
Education At The University Of Washington	Seattle	WA	09/2016	06/2020
Ubs Financial Services Inc.	Bellevue	WA	01/2021	Present

11/2019 → 01/2021

Lululemon

Seattle, WA
03/2018 → 03/2020

Nannying

Seattle, WA
09/2016 → 06/2020

Education At The University Of Washington

Seattle, WA
01/2021 → Present

Ubs Financial Services Inc.

Bellevue, WA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-07-02

S66 Uniform Combined State Law Examination

2021-07-02

View on SEC IAPD

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