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One Columbus Plaza, New Haven, CT 06510 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-04-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Sacramento | CA | 04/2015 | 12/2019 |
| Knghts Of Columbus Insurance | New Haven | CT | 01/2020 | Present |
| Knights Of Columbus Asset Advisors | New Haven | CT | 01/2021 | Present |
Knights of Columbus Insurance Field Agent Non-Investment Related. Field Agent - Selling Life Insurance & Annuities, Long Term Care Insurance, and Disability Insurance. Started 01/2020 80 hours monthly. New Haven, CT Radio Santisimo Sacramento, Inc, A California NonProfit Religious Corporation of the Roman Catholic Diocese of Sacramento, CA, Responsibilities: Preside over all meetings of the Board of Directors, Since February 2019, 1909 7th Street Sacramento CA 95811, Compensated, 3-4 Hrs/Month, Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-04-27 |
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