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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-06-07 |
Branch Locations
500 Ygnacio Valley Rd 430 [Satellite], Walnut Creek, CA 94596 • United States
595 Humboldt St Ste 200, Reno, NV 89509 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bloomberg Tradebook Llc | San Francisco | CA | 01/2021 | 02/2022 |
| Bloomberg Lp | San Francisco | CA | 05/1993 | 12/2020 |
| Bloomberg Tradebook Canada Company | San Francisco | CA | 03/2021 | 02/2022 |
| Wells Fargo Clearing Services, Llc | San Francisco | CA | 07/2022 | 06/2024 |
| Unemployed | Concord | CA | 03/2022 | 06/2022 |
| Wells Fargo Advisors Financial Network, Llc | Walnut Creek | CA | 06/2024 | Present |
EXECUTOR FOR FATHER'S ESTATE, INVT RELATED, CAMARILLO, CA, START DATE 3/25/2022, 1 HR PER MONTH, 0 HRS DURING TRADING.; EXECUTOR FOR MOTHER, INV RELATED, CAMARILLO, CA, START: 3/25/20022, 1 HOUR A MONTH, 0 HOURS DURING TRADING.; TRUSTEE FOR PARENT'S TRUST, INV RELATED, CAMARILLO, CA, START: 3/25/2022, 1 HOUR A MONTH, 0 HOURS DURING TRADING.; POWER OF ATTORNEY FOR MOTHER, INV RELATED, CAMARILLO, CA, START: 3/25/2022, 1 HOUR A MONTH, 0 HOURS DURING TRADING.; TRUSTEE FOR UNCLE'S TRUST, INV RELATED, MONTEBELLO, CA, START: 3/25/2022, 1 HOUR A MONTH, 0 HOURS DURING TRADING. ARRAGG FAMILY TRUST; INV RELATED; CAMARILLO, CA; MOTHERS TRUST ; TRUSTEE/CO-TRUSTEE; START DATE: 09/25/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;| GEORGE M. ARRAGG TRUST - TRUSTEE FEES; INV RELATED;CAMARILLO,CA; MANAGE ESTATE AND ASSETS; EXECUTOR/CO-EXECUTOR/PERSONAL REPRESENTATIVE; START DATE: 01/07/2026; 3 HRS PER MONTH; 3 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 2021-07-06 |
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