Neil Joseph Pfeifer

Current Employers

Knights Of Columbus Asset Advisors Llc

One Columbus Plaza, New Haven, CT 06510 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-11-03
SD	RA	APPROVED	2025-11-03
AZ	RA	APPROVED	2024-04-29
NV	RA	APPROVED	2022-12-01
NM	RA	APPROVED	2022-11-16
AK	RA	APPROVED	2022-11-15
AR	RA	APPROVED	2022-11-15
CO	RA	APPROVED	2022-11-15
HI	RA	APPROVED	2022-11-15
ID	RA	APPROVED	2022-11-15
KS	RA	APPROVED	2022-11-15
MI	RA	APPROVED	2022-11-15
MO	RA	APPROVED	2022-11-15
MT	RA	APPROVED	2022-11-15
OK	RA	APPROVED	2022-11-15
OR	RA	APPROVED	2022-11-15
TX	RA	APPROVED	2022-11-15
UT	RA	APPROVED	2022-11-15
WA	RA	APPROVED	2022-11-15
WY	RA	APPROVED	2022-11-15
NE	RA	APPROVED	2021-05-05
IA	RA	APPROVED	2021-04-30

NY RA
APPROVED

Since 2025-11-03
SD RA
APPROVED

Since 2025-11-03
AZ RA
APPROVED

Since 2024-04-29
NV RA
APPROVED

Since 2022-12-01
NM RA
APPROVED

Since 2022-11-16
AK RA
APPROVED

Since 2022-11-15
AR RA
APPROVED

Since 2022-11-15
CO RA
APPROVED

Since 2022-11-15
HI RA
APPROVED

Since 2022-11-15
ID RA
APPROVED

Since 2022-11-15
KS RA
APPROVED

Since 2022-11-15
MI RA
APPROVED

Since 2022-11-15
MO RA
APPROVED

Since 2022-11-15
MT RA
APPROVED

Since 2022-11-15
OK RA
APPROVED

Since 2022-11-15
OR RA
APPROVED

Since 2022-11-15
TX RA
APPROVED

Since 2022-11-15
UT RA
APPROVED

Since 2022-11-15
WA RA
APPROVED

Since 2022-11-15
WY RA
APPROVED

Since 2022-11-15
NE RA
APPROVED

Since 2021-05-05
IA RA
APPROVED

Since 2021-04-30

Branch Locations

One Columbus Plaza, New Haven, CT 06510 • United States

1314 Andrews Dr, Norfolk, NE 68701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Knights Of Columbus Insurance	New Haven	CT	04/1994	Present
Knights Of Columbus Asset Advisors	New Haven	CT	01/2021	Present

04/1994 → Present

Knights Of Columbus Insurance

New Haven, CT
01/2021 → Present

Knights Of Columbus Asset Advisors

New Haven, CT

Other Businesses

Knights of Columbus Insurance General Agent Non-Investment Related. General Agent - Selling Life Insurance & Annuities, Long Term Care Insurance, and Disability Insurance. Started 04/1994 80 hours monthly. New Haven, CT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-04-30

S65 Uniform Investment Adviser Law Examination

2021-04-30

Other Names

Neil Pfeifer

View on SEC IAPD